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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-11-19 |
| TX | RA | APPROVED | 2022-12-02 |
Branch Locations
10235 Jefferson Hwy. Building 6, Suite A, Baton Rouge, LA 70809 • United States
858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-06 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2015 | 03/2019 |
| Bank Of America, N.A. | Houston | TX | 02/2016 | 03/2019 |
| Unemployed | Houston | TX | 03/2019 | 11/2019 |
| Valic Financial Advisors, Inc. | Houston | TX | 11/2019 | 09/2022 |
| Lpl Financial Llc | Houston | TX | 11/2022 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 11/2022 | Present |
1) 03/13/2026 - Goss Wealth Management - Compliance Officer - Branch Consultant & Exams-DBA for LPL Business (entity for LPL business) - Inv related - At reported business location(s)-160hrs/mth-140hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-28 |
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