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Carrie Anne Marone

Ubs Financial Services Inc.

Melville, NY

Farmingville, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Farmingville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Port Jefferson NY 11/2010 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-12
  • S63 Uniform Securities Agent State Law Examination
    1996-02-12
Other Names
  • Carrie Anne Smith

View on SEC IAPD

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