Peter Joseph Sullivan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-06-18
MA	RA	APPROVED	2022-05-18

FL RA
APPROVED

Since 2025-06-18
MA RA
APPROVED

Since 2022-05-18

Branch Locations

Palm Beach, FL • United States

5910 Mineral Point Road, Madison, WI 53705 • United States

Winchester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	01/2015	Present
Cuna Brokerage Services	Waverly	IA	01/2015	Present
Lpl Financial Llc	Winchester	MA	05/2022	Present

01/2015 → Present

Cuna Mutual Group

Waverly, IA
01/2015 → Present

Cuna Brokerage Services

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Winchester, MA

Previous Registrations

2015-03-16 → 2022-05-18

Cuna Brokerage Services, Inc.

Winchester, MA

Winchester, MA

Waverly, IA

Waverly, IA

Other Businesses

(1).05/18/2022-CUNA Mutual Executive Benefits- Investment Related- At Reported Business Location(s)- Non-Variable Insurance- START DATE: 1/5/2015- TIME SPENT PERCENT: 1%

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-13
S63	Uniform Securities Agent State Law Examination	1998-10-07

S65 Uniform Investment Adviser Law Examination

2015-03-13
S63 Uniform Securities Agent State Law Examination

1998-10-07

View on SEC IAPD