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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-22
CA RA APPROVED 2013-01-25
  • TX RA
    APPROVED
    Since 2025-07-22
  • CA RA
    APPROVED
    Since 2013-01-25

Branch Locations

North Tustin, CA • United States

5101 E La Palma Ave Suite 100B, Anaheim Hills, CA 92807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Schaumburg IL 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2013 Present
Petersen International Underwriters Valencia CA 11/2022 Present
Foresight Wealth Anaheim Hills CA 01/2025 Present
  • 01/2013 → Present
    Cetera Financial Specialists
    Schaumburg, IL
  • 01/2013 → Present
    Schaumburg, IL
  • 11/2022 → Present
    Petersen International Underwriters
    Valencia, CA
  • 01/2025 → Present
    Foresight Wealth
    Anaheim Hills, CA
Previous Registrations
  • 2011-01-03 → 2013-02-07
    El Segundo, CA
    Costa Mesa, CA
    Irvine, CA
    Anaheim, CA
    Newport Beach, CA
  • 2006-01-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Costa Mesa, CA
    San Juan Capistrano, CA
    Irvine, CA
    Irvine, CA
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2022 APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS DISABILITY; 2) NAME OF OTHER BUSINESS: PETERSEN INTERNATIONAL UNDERWRITERS ; INVESTMENT RELATED: YES; ADDRESS: 23929 VALENCIA BLVD VALENCIA, CA 91355; NATURE OF BUSINESS: DISABILITY INSURANCE; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DISABILITY INSURANCE; 3) NAME OF OTHER BUSINESS: FORESIGHT WEALTH, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-13
  • S66 Uniform Combined State Law Examination
    2006-01-13
Designations

View on SEC IAPD

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