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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Mateo | CA | 07/2012 | 05/2026 |
| Mariner Independent Advisor Network, Llc | San Mateo | CA | 03/2013 | 05/2026 |
| Mariner | Overland Park | KS | 05/2026 | Present |
| Mariner | Overland Park | KS | 01/2023 | Present |
| Msec, Llc | Overland Park | KS | 04/2025 | Present |
1) 3/24/2023 - Yolo Card World - Not Investment Related - Davis Ca - Other - Retail - Start Date - 03/07/2023 - 10 Hours Per Month/0 Hours During Securities Trading. 2) 06/23/2025 - MSEC - Investment Related - Other - Affiliation with Limited Broker Dealer - At Reported Business Location(s) - Start Date:06/11/2025 - 40 Hrs/Mth - 32 Hrs During Trading. 3) Mariner; 5700 W. 112th St. Suite 500 Overland Park, KS 66211; Investment Related, Investment Advisor Representative, Start date: 05/2026, 40 HRS/WK during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-03 |
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