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David Keith Welty

Avier Wealth Advisors

Bellevue, WA

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Current Employers
Avier Wealth Advisors

10655 Ne 4Th Street Suite 500, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-04-17
  • WA RA
    APPROVED
    Since 2012-04-17

Branch Locations

10655 Ne 4Th Street, Suite 508, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avier Wealth Advisors (Formerly Retirement Asset Management) Bellevue WA 04/2012 Present
Retirement Asset Management, Llc Bellevue WA 06/2012 Present
  • 04/2012 → Present
    Avier Wealth Advisors (Formerly Retirement Asset Management)
    Bellevue, WA
  • 06/2012 → Present
    Retirement Asset Management, Llc
    Bellevue, WA
Previous Registrations
  • 2006-10-30 → 2012-06-28
    Retirement Asset Management, Llc
    Bellevue, WA
    Bellevue, WA
  • 2000-03-08 → 2006-11-02
    Raymond James Financial Services, Inc.
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1996-01-02
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1996-01-02
Designations
Other Names
  • Dave Welty

View on SEC IAPD

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