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Current Employers
Stancorp Investment Advisers, Inc.

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2010-01-29
  • CT RA
    APPROVED
    Since 2010-01-29

Branch Locations

Middletown, CT • United States

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stancorp Equities, Inc. Woburn MA 11/2009 Present
Stancorp Investment Advisers, Inc. Farmington CT 01/2010 Present
Standard Retirement Services Woburn MA 01/2010 Present
  • 11/2009 → Present
    Stancorp Equities, Inc.
    Woburn, MA
  • 01/2010 → Present
    Farmington, CT
  • 01/2010 → Present
    Standard Retirement Services
    Woburn, MA
Previous Registrations
Other Businesses

Middletown Umpire Association; Not investment related; Umpire for youth baseball games; Umpire; Start date 4/27/23; 12 hours spent per month, 0 during trading hours; Umpire for middle school, JV and High School baseball games. In addition to being a registered representative ("RR") of StanCorp Equities, Inc. ("SEI"), RR is associated with Standard Retirement Services ("SRS") and an investment adviser representative of StanCorp Investment Advisers, Inc. ("SIA"). SRS is a retirement plan service provider that offers recordkeeping and plan administration services and SIA offers investment advice to retirement plan sponsors and plan participants. SEI, SRS, and SIA are subsidiaries of Standard Financial Group ("The Standard") and are located at 1100 SW 6th Avenue, Portland, OR. RR devotes 100% of their time during normal business hours to provide information about the retirement plan-related products and services offered by The Standard to unaffiliated third party retirement plan service providers, including broker/dealers and investment advisers, to enable them to sell to and support the needs of their customers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-27
S63 Uniform Securities Agent State Law Examination 1996-05-15
  • S65 Uniform Investment Adviser Law Examination
    2005-09-27
  • S63 Uniform Securities Agent State Law Examination
    1996-05-15

View on SEC IAPD

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