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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-11
  • NY RA
    APPROVED
    Since 2026-05-11

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Elmsford NY 06/2010 03/2017
Massmutual Life Insuance Co East Hills NY 07/2016 Present
Mml Investors Services, Llc East Hills NY 03/2017 Present
Cetera Investment Services Llc St Cloud MN 05/2026 Present
Cetera Investment Advisors Llc Westbury NY 05/2026 Present
  • 06/2010 → 03/2017
    Metlife Securities Inc
    Elmsford, NY
  • 07/2016 → Present
    Massmutual Life Insuance Co
    East Hills, NY
  • 03/2017 → Present
    East Hills, NY
  • 05/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2026 → Present
    Cetera Investment Advisors Llc
    Westbury, NY
Previous Registrations
  • 2021-06-14 → 2026-05-15
    East Hills, NY
    Seaford, NY
  • 2009-03-16 → 2010-06-28
    Brooklyn, NY
    Boston, MA
    Brooklyn, NY
    Brooklyn, NY
  • 2007-11-19 → 2009-03-09
    Td Ameritrade, Inc.
    Garden City, NY
  • 2007-11-19 → 2009-03-09
    Td Ameritrade Investment Management, Llc
    Garden City, NY
  • 2005-09-08 → 2007-10-26
    Cuna Brokerage Services, Inc.
    Hauppauge, NY
    Hauppauge, NY
    East Meadow, NY
    Roanoke, VA
  • 2004-08-06 → 2005-09-02
    Uniondale, NY
  • 2003-05-15 → 2004-05-05
    Ifmg Securities, Inc.
    Wantaugh, NY
  • 2002-08-14 → 2003-04-15
    Great Neck, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-22
S63 Uniform Securities Agent State Law Examination 1996-03-13
  • S65 Uniform Investment Adviser Law Examination
    2000-09-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-13

View on SEC IAPD

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