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Thomas Sidney Holland

LPl Financial LLC

Newberry, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2013-11-25
  • SC RA
    APPROVED
    Since 2013-11-25

Branch Locations

Newberry, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Reston VA 04/2009 Present
  • 04/2009 → Present
    Lpl Financial
    Reston, VA
Previous Registrations
  • 2006-10-02 → 2009-04-27
    Wells Fargo Clearing Services, Llc
    Columbia, MD
    Mclean, VA
    Reston, VA
    Mclean, VA
    Mclean, VA
    Reston, VA
  • 2001-02-27 → 2006-10-05
    Banc Of America Investment Services, Inc.
    Mclean, VA
    Mclean, VA
Other Businesses

1. 6/23/09 - HONOR WEALTH MANAGEMENT, LLC, DBA ONLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-31
S63 Uniform Securities Agent State Law Examination 1996-02-13
  • S65 Uniform Investment Adviser Law Examination
    1996-10-31
  • S63 Uniform Securities Agent State Law Examination
    1996-02-13
Other Names
  • Ty Holland
  • Thomas Sidney Holland

View on SEC IAPD

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