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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
4115 Blackhawk Plaza Circle Suite 100, Danville, CA 94506-0000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | La Vista | NE | 12/2008 | 06/2024 |
| Osaic Wealth, Inc. | Danville | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Danville | CA | 06/2024 | Present |
1) NO NAME(INSURANCE?) POSITION: Sole Proprietor/Owner NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/01/1995 ADDRESS: 4115 BLACKHAWK PLAZA CIR STE 100, DANVILLE CA 94506-4616 DESCRIPTION: Bright house investments are tied to various stock index performance. 2) CHARLES CARTER POSITION: Sole Proprietor/Owner NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 11/1995 - LOCATED AT 4115 BLACKHAWK PLAZA CIRCLE, SUITE 100, DANVILLE, CA 94506 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1995 ADDRESS: 4115 BLACKHAWK PLAZA CIR STE 100, DANVILLE CA 94506-4616, United States DESCRIPTION: Term life insurance and Fixed Annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-30 |
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