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Paul Joseph Cox

Charles Schwab & Co., Inc.

Indianapolis, IN

Austin, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-10-20
  • IN RA
    APPROVED
    Since 2017-10-20

Branch Locations

Indianapolis, IN • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 10/1995 Present
Charles Schwab Bank, Ssb Indianapolis IN 08/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-19
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S66 Uniform Combined State Law Examination
    2017-10-19
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Other Names
  • Paul Joseph Cox

View on SEC IAPD

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