Stacey Stivers

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-24

TX RA
APPROVED_RES

Since 2026-04-24

Branch Locations

14520 Main St, Alachua, FL 32615 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Louisville	KY	07/2013	08/2017
Raymond James & Associates	Louisville	KY	01/2018	03/2018
Unemployed	Louisville	KS	09/2017	12/2017
Ameriprise Financial Services, Inc.	Louisville	KY	03/2018	03/2020
Ameriprise Financial Services, Llc	Louisville	KY	03/2020	Present

07/2013 → 08/2017

Ubs Financial Services Inc

Louisville, KY
01/2018 → 03/2018

Raymond James & Associates

Louisville, KY
09/2017 → 12/2017

Unemployed

Louisville, KS
03/2018 → 03/2020

Ameriprise Financial Services, Inc.

Louisville, KY
03/2020 → Present

Ameriprise Financial Services, Llc

Louisville, KY

Other Businesses

Outside Employment; Stacey Stivers; n/a - bake cakes; ; 3106 Sunny Lane Louisville, KY 40205, ,; Not Investment-Related; 04/04/2018; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-09-27

S63 Uniform Securities Agent State Law Examination

2005-09-27

Other Names

Stacey Clay Lemons
Stacey Clay Lemons
Stacey Clay Wimsatt
Stacey C Lemons
Stacey C Stivers
Stacey Clay Stivers
Stacey Stivers

View on SEC IAPD