Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED | 2015-12-04 |
Branch Locations
One North Wacker Suite 3400, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 12/2015 | Present |
1) Gramja Enterprises LLC; 6 W. South Street Greenfield IN 46140; Family owned LLC. Assets consist of rental properties and raw farm land inherited from his father who passed away in 1996; 1/3 owner; No day-to-day duties and responsibilities. He only participates in high level decisions regarding assets held by entity; 1/3 owner; affiliation started 05/22/1996; 2 hours per month; not during securities trading hours; not investment related. 2)Gratefully Frozen, Inc; 375 Blythe Road Riverside IL 60546; formed to own a small business Hole In The Wall Custard & Yogurt Shoppe; Secretary; Co-owner. Spouse will handle the day-to-day operations; 12/15/2018; 8.00 Hour(s) Per Month; not during securities trading hours; Not-Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-21 |
Reach out to this advisor