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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-01 |
| GA | RA | APPROVED | 2023-11-06 |
Branch Locations
12640 Crabapple Rd., Ste. 300, Milton, GA 30004 • United States
12640 Crabapple Rd. Ste. 300, Milton, GA 30004 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities | Atlanta | GA | 11/2000 | 10/2023 |
| Advantage Capital Corp | Houston | TX | 11/2000 | 10/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2023 | Present |
1) NETTUNO GROUP, 12640 Crabapple Rd, Alpharetta GA 30004, 10/2023, SVP of Business Growth and Operations, W2 Employee, NIR, 40 HR/MO - 120 HR/MO TRADING. 2) STRATEGIC ADVISORY, 20724 WHITEWOOD TAMPA FL, 11/2023, OWNER, CONTRACTOR, INV REL, 1 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING, 10/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
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