Charles Hobert Maher

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-11-19

MI RA
APPROVED

Since 2010-11-19

Branch Locations

Sturgis, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Dowagiac	MI	11/2010	Present

11/2010 → Present

Lpl Financial Llc

Dowagiac, MI

Previous Registrations

2010-08-24 → 2010-11-23

Edward Jones

Dowagiac, MI

Other Businesses

(1) 03/02/2011 - DBA ONLY, MAHER WEALTH MANAGEMENT. (2) 10/29/2013 - NOTARY PUBLIC - 1% OF TIME SPENT - DOWAGIAC, MI (3) 3/26/2018 - All # 4 LLC - Not Investment Related - Home Based - Outside/W-2 Employment - Started 03/08/2018 - 16 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-04
S63	Uniform Securities Agent State Law Examination	1996-01-26

S66 Uniform Combined State Law Examination

2009-11-04
S63 Uniform Securities Agent State Law Examination

1996-01-26

Other Names

Charlie Maher

View on SEC IAPD