Alberta Stephens Roberts

Current Employers

Employment History

• 11/2014 → Present
  Bankers Life Securities, Inc.
  Chicago, IL
• 08/2015 → Present
  Bankers Life Securities General Agency,
  Chicago, IL
• 11/2014 → Present
  Bankers Life Advisory Services, Inc.
  Chicago, IL

Previous Registrations

• 2005-11-04 → 2013-10-17
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
  Chicago, IL
• 2012-03-23 → 2012-08-31
  M&I Financial Advisors, Inc
  Milwaukee, WI
• 2010-07-02 → 2010-09-30
  Amcore Investment Services, Inc
  Rockford, IL
• 2002-11-20 → 2005-12-31
  Harrisdirect Llc
  Chicago, IL

Other Businesses

1. Bankers Life Securities, Inc.; Investment-Related; Chicago, IL; Broker Dealer; Chief Compliance Officer/Secretary/Municipal Principal; 11/2014; 120 hrs/mo; 120 hrs/mo during securities trading hours; Duties are responsible for the management and oversight of the compliance program. 2. Bankers Life Advisory Services, Inc.; Investment-Related; Chicago, IL; Investment Adviser; Chief Compliance Officer/Secretary; 11/2014; 120 hrs/mo; 120 hrs/mo during securities trading hours; Duties are responsible for the management and oversight of the compliance program. 3. Bankers Life Securities General Agency; Investment-Related; Chicago, IL; Common receipt for VA business; Secretary; 8/2015; 2 hrs/mo; 2 hrs/mo during securities trading hours; Duties are to maintain insurance licenses and renew as required in a timely manner.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-28
• S63 Uniform Securities Agent State Law Examination
  1995-11-22

Other Names

• Alberta Stephens