Scotti Sulak

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2007-07-13

TX RA
APPROVED

Since 2007-07-13

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Houston	TX	07/2007	Present
Mml Investors Services Inc	Houston	TX	07/2007	Present

07/2007 → Present

Massmutual

Houston, TX
07/2007 → Present

Mml Investors Services Inc

Houston, TX

Other Businesses

(1)Name: Scotti Rhodes Inv rel: Y Add: 3 Greenway Plaza, Suite 1800, Houston, TX 77046 Nature: Ind Life Ins, Grp Life Ins Position: Agent Start date: 2007 No. HR/MO: 2 No. HR/MO during sec trading: 2 (2)Name: Rental Property Inv rel: Y Add: 103 N. Main St., La Grange, TX 78945 Nature: rental property Position: Owner Start date: 2011 No. HR/MO: 2 No. HR/MO during sec trading: 2 Duties: Maintain property, collect rent (3)Name: real estate Inv rel: Y Add: 103 N. Main St., la Grange, TX 78945 Nature: real estate Start date: 2011 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: I will list any available rental property on the Chamber of Commerce website.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-19
S63	Uniform Securities Agent State Law Examination	1995-11-09

S65 Uniform Investment Adviser Law Examination

2006-09-19
S63 Uniform Securities Agent State Law Examination

1995-11-09

Other Names

Scotti Joan Sulak
Scotti Joan Saunders
Scotti Rhodes Sulak
Scotti Sulak Rhodes

View on SEC IAPD