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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-30
FL RA APPROVED 2021-11-18
IL RA APPROVED 2021-06-15
ND RA APPROVED 2021-06-14
CT RA APPROVED 2021-06-11
GA RA APPROVED 2021-06-11
CA RA APPROVED 2021-06-10
NM RA APPROVED 2021-06-10
OH RA APPROVED 2021-06-10
OK RA APPROVED 2021-06-10
PA RA APPROVED 2021-06-10
VT RA APPROVED 2021-06-10
VA RA APPROVED 2021-06-10
WA RA APPROVED 2021-06-10
NY RA APPROVED 2021-03-23
NC RA APPROVED 2020-04-28
WY RA APPROVED 2020-04-23
NJ RA APPROVED 2020-04-14
SC RA APPROVED 2020-04-13
TX RA APPROVED 2005-01-03
LA RA APPROVED 2004-08-27
  • AZ RA
    APPROVED
    Since 2025-01-30
  • FL RA
    APPROVED
    Since 2021-11-18
  • IL RA
    APPROVED
    Since 2021-06-15
  • ND RA
    APPROVED
    Since 2021-06-14
  • CT RA
    APPROVED
    Since 2021-06-11
  • GA RA
    APPROVED
    Since 2021-06-11
  • CA RA
    APPROVED
    Since 2021-06-10
  • NM RA
    APPROVED
    Since 2021-06-10
  • OH RA
    APPROVED
    Since 2021-06-10
  • OK RA
    APPROVED
    Since 2021-06-10
  • PA RA
    APPROVED
    Since 2021-06-10
  • VT RA
    APPROVED
    Since 2021-06-10
  • VA RA
    APPROVED
    Since 2021-06-10
  • WA RA
    APPROVED
    Since 2021-06-10
  • NY RA
    APPROVED
    Since 2021-03-23
  • NC RA
    APPROVED
    Since 2020-04-28
  • WY RA
    APPROVED
    Since 2020-04-23
  • NJ RA
    APPROVED
    Since 2020-04-14
  • SC RA
    APPROVED
    Since 2020-04-13
  • TX RA
    APPROVED
    Since 2005-01-03
  • LA RA
    APPROVED
    Since 2004-08-27

Branch Locations

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg, Thalmann & Co., Inc. New York NY 11/2002 Present
Skies The Limit New York NY 08/2004 Present
  • 11/2002 → Present
    Ladenburg, Thalmann & Co., Inc.
    New York, NY
  • 08/2004 → Present
    Skies The Limit
    New York, NY
Other Businesses

SKIES THE LIMIT, NON-INVESTMENT RELATED, 77 WICHARD BLVD, COMMACK, NY 11725; NATURE OF BUSINESS-REAL ESTATE INVESTMENT, CHAIRMAN/CEO, START DATE: 8/15/04, NO HOURS DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS, DONE ON WEEKENDS; BUYING REAL ESTATE FOR INCOME DBA: The Breslin Group

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-23
S63 Uniform Securities Agent State Law Examination 1995-11-30
  • S65 Uniform Investment Adviser Law Examination
    2004-08-23
  • S63 Uniform Securities Agent State Law Examination
    1995-11-30
Other Names
  • Alex Breslin

View on SEC IAPD

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