John Michael Randall

Current Employers

Employment History

• 03/2013 → Present
  Red Oak Compliance Solutions Llc
  Austin, TX
• 05/2014 → 09/2016
  Salt Spray Capital
  Laguna Niguel, CA
• 01/2015 → Present
  Brokers International Financial Services
  Austin, TX
• 09/2015 → 07/2017
  Stashinvest
  New York, NY
• 04/2018 → Present
  Massmutual
  Springfield, MA
• 06/2018 → Present
  Mml Investors Services, Llc
  Cedar Park, TX
• 05/2021 → Present
  Bridge Street Securities Llc
  San Francisco, CA
• 11/2021 → Present
  Stonex Financial Inc.
  Cedar Park, TX

Previous Registrations

• 2015-09-17 → 2017-07-19
  Stash
  Cedar Park, TX
  New York, NY
• 2015-03-10 → 2015-06-30
  Jcn Financial & Tax Advisory Group, Llc
  Baton Rouge, LA
• 2014-09-24 → 2014-12-10
  Austin Wealth Management, Llc
  Austin, TX
• 2012-01-03 → 2013-02-21
  Kestra Investment Services, Llc
  Austin, TX
  Austin, TX

Other Businesses

1) NAME: Red Oak Compliance INV REL: N ADD: 1320 Arrow Point Dr. # 411, Cedar Park TX 78613 NATURE: BD & IA Compliance POSITION: Compliance Consulting START DATE: 03/2013 NO. HR/MO: 113 NO. HR/MO DURING SEC TRADING: 113 DESCRIBE DUTIES: adverting, review, email supervision, monthly reports including cash transaction , ETC. 2)NAME: Brokers International Financial Services, LLC INV REL: N ADD: 4135 NW Urbandale Dr., Urbandale, IA 50322 NATURE: Advertising review, email supervision POSITION: Advertising analyst/Email supervisor START DATE: 01/2015 NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, email supervision, social media & websites 3)NAME: MassMutual; INV REL: N NATURE: Advertising review, POSITION: Advertising analyst, START DATE: 04/2018, NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, social media & websites 4)NAME: MML Investor Services, LLC; INV REL: N NATURE: Advertising review, POSITION: Advertising analyst, START DATE: 06/2018, NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, social media & websites 5)NAME: Bridge Street Securities; INV REL: N NATURE: Advertising review, email supervision POSITION: Advertising analyst/Email supervisor START DATE: 05/2021 NO. HR/MO: 40-45 h/pm NO. HR/MO DURING SEC TRADING: 40-45 h/pm DESCRIBE DUTIES: review all communications with the public including advertising, email supervision, social media & websites Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-27
• S63 Uniform Securities Agent State Law Examination
  1996-01-31

Other Names

• Randy Randall
• John Michael Randall
• John M Randall