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Richard David Connett

Integrity Wealth Partners, LLC

Walnut Creek, CA

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Current Employers
Integrity Wealth Partners, Llc

1320 Mt. Diablo Blvd. Suite 200, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-27
  • CA RA
    APPROVED
    Since 2021-04-27

Branch Locations

1320 Mt. Diablo Blvd. Suite 200, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Walnut Creek CA 10/2009 04/2021
Integrity Wealth Partners, Llc Walnut Creek CA 04/2021 Present
Previous Registrations
  • 2009-10-05 → 2021-04-27
    Ameriprise Financial Services, Llc
    Walnut Creek, CA
    Walnut Creek, CA
  • 2006-12-01 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Walnut Creek, CA
  • 1997-07-08 → 2006-12-08
    Morgan Stanley Dw Inc.
    San Francisco, CA
    San Francisc, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-11
S63 Uniform Securities Agent State Law Examination 1996-01-19
  • S65 Uniform Investment Adviser Law Examination
    2007-07-11
  • S63 Uniform Securities Agent State Law Examination
    1996-01-19
Designations
Other Names
  • Rick Connett

View on SEC IAPD

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