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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-18 |
| NJ | RA | APPROVED | 2011-07-15 |
Branch Locations
150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Short Hills | NJ | 07/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*456095 - The Mountain Jam Band; Investment related - No; Basking Ridge, New Jersey; local classic rock band ; Drummer (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 3; Keeping the tempo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-18 |
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