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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-02-10 |
| FL | RA | APPROVED | 2022-02-03 |
| NC | RA | APPROVED | 2022-02-01 |
| TX | RA | APPROVED_RES | 2022-01-28 |
| NV | RA | APPROVED | 2022-01-25 |
| ID | RA | APPROVED | 2022-01-07 |
| UT | RA | APPROVED | 2022-01-04 |
| CA | RA | APPROVED | 2021-12-24 |
Branch Locations
3450 North Triumph Blvd Ste 102, Lehi, UT 84043 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Miller And Wade | Povo | UT | 09/2002 | Present |
| Senior Benefits Insurance Services | Draper | UT | 06/2012 | Present |
| Global View Capital Management, Ltd | Pleasant Grove | UT | 01/2014 | 12/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2014 | 12/2018 |
| Global View Capital Insurance, Ltd. | Waukesha | WI | 01/2014 | 12/2018 |
| International Assets Advisory, Llc | American Fork | UT | 02/2019 | 11/2021 |
| International Assets Investment Management, Llc | American Fork | UT | 02/2019 | 11/2021 |
| Kingswood Capital Partners, Llc | Stockbridge | GA | 12/2021 | 12/2021 |
| Kingswood Wealth Advisory, Llc | Stockbridge | GA | 12/2021 | 12/2021 |
| Benchmark Investments | Stockbridge | GA | 12/2021 | 12/2021 |
| Benchmark Advisory Services | Stockbridge | GA | 12/2021 | 12/2021 |
| Kingswood Capital Markets | Stockbridge | GA | 12/2021 | Present |
| Kingswood Wealth Advisors | Stockbridge | GA | 12/2021 | Present |
1)DJCAP LLC - Not investment related - 775 N 700 W American Fork, Utah 84003 - Flow-thru entity - Partner - 01/2019 - 4hrs/mo - 0hrs/mo during trading hrs - managing member, accounting for business expenses 2) Creekside Mortgage - Not investment Related - 1982 W Pleasant Grove Blvd Suite K, Pleasant Grove, UT 84062 - Residential mortgage loans - Morgage Loan Officer - 12/2018 - 1-4/hrs mo - 1-4/hrs mo during trading hrs - Originate residential mortgage loands, refi or purchase 3) Simplicity Group - Yes investment related - 4134 Deegan Cr Ste 300 Monticello, MN 55632 - Fixed life & Annunity Products - Producer - 12/21 - 35hrs/mo - 30hrs/mo during trading hrs - offer & service fixed life insurance products 4) Miller & Wade Group - Not investment related - 3200 W Clubhou8se Dr #225 Lehi, UT 84043 - Utah Health Insurance - Health Insurance Agent - 2/97 - 2hrs/mo - 2hrs/mo during trading hrs - refer clients that need individual marketplace healthcare.gov insurance 5) Senior Benefits Insurance Services - Not investment related - 9980 S 300 W Sandy, Utah 84070 - Sr health ins benefits medicare supplements - Insurance Agent - 06/2012 - 1hr/mo - 1hr/mo during trading hrs - I refer my sr clients to sr benefits specialists to implement their medicare supplement Bridgerland Financial Advisors,Is Not Investment Related,"775 N. 700 W., American Fork, Utah, American Fork, UT, 84003, United States",Financial Services-Flow thru Entity,manager-member,9/27/2024,40 hours per month,40 hours per month during trading hours,Commission Compensation,"Client Service, client communication, account maintenance, for registered securities and licensed fixed direct business." Reverse Freedom Mortgage,Is Not Investment Related,"1989 South 1300 West #110, , West Jordan, UT, 84003, United States",Reverse Mortgage Lending,Mortgage Loan Officer,10/1/2022,10 hours per month,10 hours per month during trading hours,Commission Compensation,"Gather Financial Information, refer to partner loan officer, originate loan submission and process, client relations, attending closing." Miller & Associates Insurance Advisors,Is Not Investment Related,"566 W. 800 N. Ste 203, , Orem, UT, 84057, United States",State Health Insurance,Utah Health Insurance,6/1/2018,10 hours per month,10 hours per month during trading hours,Commission Compensation,Utah Health Insurance - Health Insurance Agent - 2/97 - 2hrs/mo. - 2hrs/mo. during trading hrs. - refer clients that need individual marketplace healthcare.gov insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-09 |
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