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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-05-07
MA RA APPROVED 2017-05-08
  • NH RA
    APPROVED
    Since 2024-05-07
  • MA RA
    APPROVED
    Since 2017-05-08

Branch Locations

1 Marina Park Dr Suite 1410, Boston, MA 02210 • United States

North Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2006 02/2017
Commonwealth Financial Network Boston MA 02/2006 02/2017
Raymond James Financial Services, Inc. Boston MA 02/2017 Present
Raymond James Financial Services Advisors Inc. Boston MA 05/2017 Present
The Hub Group Boston MA 02/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: The Hub Group Address: 1 Marina Park Drive, Boston, MA, 02210, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I am an investment adviser and registered representative with RJFS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-01
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S65 Uniform Investment Adviser Law Examination
    1999-02-01
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19
Other Names
  • Paul Joesph Mertens
  • Pall Joseph Mertens

View on SEC IAPD

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