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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-05-07 |
| MA | RA | APPROVED | 2017-05-08 |
Branch Locations
1 Marina Park Dr Suite 1410, Boston, MA 02210 • United States
North Andover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2006 | 02/2017 |
| Commonwealth Financial Network | Boston | MA | 02/2006 | 02/2017 |
| Raymond James Financial Services, Inc. | Boston | MA | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Boston | MA | 05/2017 | Present |
| The Hub Group | Boston | MA | 02/2017 | Present |
(1)Name of Business: The Hub Group Address: 1 Marina Park Drive, Boston, MA, 02210, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I am an investment adviser and registered representative with RJFS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-19 |
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