Kate D Morstad

Current Employers

Employment History

• 10/2009 → 11/2017
  Ameriprise Financial Services, Inc.
  Denver, CO
• 08/2018 → Present
  Catalyst Retirement Advisors
  Denver, CO
• 08/2018 → Present
  Kestra Investment Services, Llc
  Denver, CO
• 08/2018 → Present
  Kestra Advisory Services, Llc
  Denver, CO
• 11/2017 → 01/2018
  Kestra Investment Services, Llc
  Denver, CO
• 11/2017 → 01/2018
  Kestra Advisory Services, Llc
  Denver, CO
• 01/2018 → 08/2018
  Oralabs
  Parker, CO

Previous Registrations

• 2017-11-28 → 2018-01-05
  Kestra Advisory Services, Llc
  Denver, CO
  Austin, TX
• 2012-05-15 → 2017-09-12
  Ameriprise Financial Services, Llc
  Denver, CO
  Denver, CO

Other Businesses

Business Name: Catalyst Retirement Advisors Investment Related: Yes Address: 7900 E Untion Ave #120 Denver CO 80237 NOB: Registered Field Assistant Position: Office Administrator Start Date: 9/11/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist financial advisor with paperwork, scheduling, follow up. Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway | Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position: Registered Field Assistant Start Date: 9/11/2018 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Assist advisor with paperwork, scheduling, follow up Business Name: Kate D Morstad Investment Related: Yes Address: 7900 E Union Ave, Suite 120 Denver CO 80237 NOB: Other Back Office Operations Position: Notary Start Date: 12/20/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Confirm that the client's signature is authentic.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-19

Other Names

• Kate Morstad