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James Warren Schroeder

Covered Edge Asset Management, LLC

Roseville, CA

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Current Employers
Covered Edge Asset Management, Llc

Roseville, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-09-07
  • CA RA
    APPROVED
    Since 2011-09-07

Branch Locations

Roseville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Covered Edge Asset Management, Llc Roseville CA 05/2011 Present
Previous Registrations
  • 2005-10-11 → 2006-07-05
    Td Ameritrade, Inc.
    Roseville, CA
    Roseville, CA
  • 2006-04-24 → 2006-07-05
    Td Ameritrade Investment Management, Llc
    Roseville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-11
S63 Uniform Securities Agent State Law Examination 1996-01-02
  • S65 Uniform Investment Adviser Law Examination
    2011-03-11
  • S63 Uniform Securities Agent State Law Examination
    1996-01-02

View on SEC IAPD

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