Niki Alexandra Canotas

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  San Jose, CA

Previous Registrations

• 2017-01-12 → 2020-01-25
  Sequoia Wealth Advisors & Investment Management, Inc.
  San Jose, CA
• 2008-12-19 → 2009-09-24
  Associated Planners Investment Advisory Inc
  Boston, MA
• 2008-12-18 → 2009-09-08
  Associated Securities Corp.
  Boston, MA
  San Mateo, CA
  Campbell, CA
• 2008-05-23 → 2008-11-10
  Capital Choice Investment Advisers, Inc.
  Greensboro, GA

Other Businesses

(1) 04/07/2010: No Business Name - Direct Sales - INV REL - At Reported Business Location(s) - Prepaid Legal (2) 06/07/2010: Mobius - Other-Mobius Coaching - NOT INV REL - At Reported Business Location(s) - Coaching and Marketing to small businesses - 2% Time Spent (3) 08/28/2015: Sequoia Wealth Advisors & Investment Management, Inc. - DBA for LPL Business (entity for LPL business) - Sequoia Wealth Advisors & Investment Management, Inc. - INV REL - Start 06/01/2015 - 99 Almaden Boulevard, Suite 925, San Jose, CA 95113- Financial Planning and Investment Management. - 160 Hr/Mo; 6 Hours During Securities Trading. (4) 9/5/2017: Mike & Niki's Honey Company - Not Investment Related - Home Based - Other-Business Owner - Started 07/01/2017 - 5 Hours Per Month During Securities Trading. (5) 6/24/2020 - Madeira Beach Development Group LLC - Investment Related - Clearwater, FL 33759 - Real Estate Rental - Start Date: 2/12/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Rental Income.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-19
• S63 Uniform Securities Agent State Law Examination
  1996-02-21

Other Names

• Thessaloniki Canotas
• Thessaloniki Engdahl