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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-02 |
| CA | RA | APPROVED | 2013-03-20 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
23701 Calabasas Rd, Calabasas, CA 91302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Westlake Village | CA | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | Present |
HARVARD BUSINESS SCHOOL ALUMNI; NOT INV RELATED; BOSTON, MA; GENERAL MGMT PROG ; SECRETARY; START DATE: 10/01/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING;| CHAPMAN UNIVERSITY; NOT INV RELATED;ORANGE,CA; UNIVERSITY; START DATE: 12/01/2026; 32 HRS PER MONTH; 32 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-14 |
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