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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-12
TX RA APPROVED_RES 2015-07-13
IL RA APPROVED 2001-01-29
  • FL RA
    APPROVED
    Since 2025-03-12
  • TX RA
    APPROVED_RES
    Since 2015-07-13
  • IL RA
    APPROVED
    Since 2001-01-29

Branch Locations

Chicago, IL • United States

303 E Wacker Dr Ste 1575, Chicago, IL 60601 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 09/2005 03/2020
Ameriprise Financial Services, Llc Chicago IL 03/2020 Present
Other Businesses

Business Ownership; Valero & Associates, Inc.; Owner; Tax Preparation; 1313 N Ritchie Court, Chicago, IL 60610, ,; Not Investment-Related; 01/01/2003; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-16
S65 Uniform Investment Adviser Law Examination 1995-10-13
  • S66 Uniform Combined State Law Examination
    2001-02-16
  • S65 Uniform Investment Adviser Law Examination
    1995-10-13

View on SEC IAPD

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