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Michael J Comfort

Stifel, Nicolaus & Company, Incorporated

Palm Beach Gardens, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-07
FL RA APPROVED 2010-09-29
  • TX RA
    APPROVED_RES
    Since 2017-11-07
  • FL RA
    APPROVED
    Since 2010-09-29

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Palm Beach Gardens FL 09/2010 Present
  • 09/2010 → Present
    Stifel Nicolaus & Co Inc
    Palm Beach Gardens, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-06
S63 Uniform Securities Agent State Law Examination 1996-01-12
  • S65 Uniform Investment Adviser Law Examination
    1996-02-06
  • S63 Uniform Securities Agent State Law Examination
    1996-01-12

View on SEC IAPD

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