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Current Employers
Comprehensive Physicians Retirement Investing

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 1994-12-28
  • AZ RA
    APPROVED
    Since 1994-12-28

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Makkar Inc. Phoenix AZ 06/1994 Present
  • 06/1994 → Present
    Makkar Inc.
    Phoenix, AZ
Other Businesses

CANYON STATE ANESTHESIA NON INVESTMENT RELATED 15237 S. 19TH WAY PHOENIX, AZ 85048 PHYSICIAN/ANESTHESIOLOGIST 07/1989 TO PRESENT 200 HOURS PER MONTH 80 HOURS PER MONTH DURING SECURITIES TRADING HOURS I AM AN ANESTHESIOLOGIST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-10
  • S65 Uniform Investment Adviser Law Examination
    1995-11-10
Other Names
  • James Mulloye

View on SEC IAPD

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