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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-05 |
| TX | RA | APPROVED | 2021-03-30 |
| GA | RA | APPROVED | 2011-08-11 |
Branch Locations
200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Atlanta | GA | 08/2011 | Present |
1. 05/17/2011 - Intergrated Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - DBA for securities business 2. 05/17/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Fixed Insurance, term, life, fixed annuities. 3. 3. 05/17/2011 - Intergrated Support Systems - At Reported Business Location(s) - Other - Time spent 0% - created for billing and benefits. 4. 05/17/2011 - Act in a Fiduciary Capacity - INV REL - 1% TIME SPENT - Marianne Widdekind Irrevocable Trust- I am trustee on this account. The client is my mother 5. 11/07/2011 - Widdekind Family LLC - INV REL - Act in a Fiduciary Capacity - 1% TIME SPENT - I am a minor owner of this LLC and also the advisor of record on the SAM 2 account. 6. 8/26/2015: David Crew & Associates, LLC - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/10/2011 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-03 |
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