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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-05
TX RA APPROVED 2021-03-30
GA RA APPROVED 2011-08-11
  • FL RA
    APPROVED
    Since 2022-07-05
  • TX RA
    APPROVED
    Since 2021-03-30
  • GA RA
    APPROVED
    Since 2011-08-11

Branch Locations

200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Atlanta GA 08/2011 Present
Previous Registrations
  • 2003-12-11 → 2011-08-09
    Securities America Advisors, Inc.
    Atlanta, GA
    Atlanta, GA
  • 2003-03-10 → 2003-12-02
    Veravest Investment Advisors, Inc.
    Atlanta, GA
Other Businesses

1. 05/17/2011 - Intergrated Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - DBA for securities business 2. 05/17/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Fixed Insurance, term, life, fixed annuities. 3. 3. 05/17/2011 - Intergrated Support Systems - At Reported Business Location(s) - Other - Time spent 0% - created for billing and benefits. 4. 05/17/2011 - Act in a Fiduciary Capacity - INV REL - 1% TIME SPENT - Marianne Widdekind Irrevocable Trust- I am trustee on this account. The client is my mother 5. 11/07/2011 - Widdekind Family LLC - INV REL - Act in a Fiduciary Capacity - 1% TIME SPENT - I am a minor owner of this LLC and also the advisor of record on the SAM 2 account. 6. 8/26/2015: David Crew & Associates, LLC - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/10/2011 - 0 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-14
S63 Uniform Securities Agent State Law Examination 1995-11-03
  • S65 Uniform Investment Adviser Law Examination
    1997-03-14
  • S63 Uniform Securities Agent State Law Examination
    1995-11-03
Designations

View on SEC IAPD

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