Best Investors Account Sign in

David L Tippets

Ascensus Investment Advisors, LLC

Heber City, UT

Needham, MA

Claim This Profile
Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-12-19
  • MA RA
    APPROVED
    Since 2023-12-19

Branch Locations

Heber City, UT • United States

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Houston TX 11/2011 01/2021
Principal Securities Inc Houston TX 03/2016 01/2021
Soltis Investment Advisors, Llc St. George UT 01/2021 05/2023
Ascensus Lake Mary FL 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-29
S65 Uniform Investment Adviser Law Examination 2016-12-30
  • S63 Uniform Securities Agent State Law Examination
    2024-02-29
  • S65 Uniform Investment Adviser Law Examination
    2016-12-30
Other Names
  • Dave Lawrence Tippets
  • David Lawrence Tippets

View on SEC IAPD

More in Heber City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor