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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-13 |
Branch Locations
2 Pomperaug Office Park Ste 301, Southbury, CT 06488 • United States
Tinton Falls, NJ • United States
375 Passaic Ave, Fairfield, NJ 07004 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Llc | Princeton | NJ | 06/2012 | 02/2017 |
| Oppenheimerfunds Distributor, Inc. | New York | NY | 02/2017 | 05/2019 |
| Invesco Distributors, Inc. | Houston | TX | 05/2019 | 03/2020 |
| Principal Life Insurance Company | Tinton Falls | NJ | 04/2020 | 04/2024 |
| Principal Securities Inc | Tinton Falls | NJ | 04/2020 | 04/2024 |
| Kestra Investment Services, Llc | Tinton Falls | NJ | 04/2024 | Present |
Business Name; KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/18/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, suite 400, Austin TX 78735 DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-26 |
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