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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-17 |
| MA | RA | APPROVED | 2013-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 12/2012 | Present |
1. 6/5/2014: SANDRA GILPATRICK - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/13/2014 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-10 |
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