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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2013-01-10 |
Branch Locations
500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Bellevue | WA | 01/2013 | Present |
THERE IS NO NAME OF THE OTHER BUSINESS (SURVEY RESPONDENT). THE BUSINESS IS NOT INVESTMENT-RELATED. THE ADDRESS IS AT MY RESIDENCE. THE NATURE OF THE OTHER BUSINESS IS FILLING OUT SURVEYS IN EXCHANGE FOR GIFT CARDS. MY POSITION/TITLE IS SURVEY RESPONDENT. MY RELATIONSHIP WITH THE OTHER BUSINESS IS SOLE PERSONAL. THE START DATE OF MY RELATIONSHIP WAS JANUARY 2025. THE APPROXIMATE NUMBER OF HOURS/MONTH I DEVOTE TO THIS OTHER BUSINESS VARIES, BUT IT IS LESS THAN ONE HOUR PER MONTH. THE NUMBERS I DEVOTE TO THE OTHER BUISINESS DURING SECURITY TRADING HOURS IS ZORE. THIS IS DONE AT MY CONVENIENCE ON WEEKENDS OR EVENINGS. MY DUTIES COMPRISE OF QUALIFYING FOR SURVEYS AND THEN ANSWERING SERIES OF QUESTIONS. THE SURVEYS CAN TAKE ANYWHERE FROM 5 TO 40 MINUTES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-13 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-18 |
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