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Amit Pravin Trivedi

Ubs Financial Services Inc.

Bellevue, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
WA RA APPROVED 2016-03-03
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • WA RA
    APPROVED
    Since 2016-03-03

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bellevue WA 02/2016 Present
Previous Registrations
  • 2009-08-24 → 2015-11-13
    Ek Riley Investments, Llc
    Seattle, WA
    Seattle, WA
  • 2006-10-05 → 2007-08-28
    Ek Riley Advisors, Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-04
S63 Uniform Securities Agent State Law Examination 1997-02-07
  • S65 Uniform Investment Adviser Law Examination
    2006-10-04
  • S63 Uniform Securities Agent State Law Examination
    1997-02-07
Other Names
  • Amit P Trivedi

View on SEC IAPD

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LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
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