Jason Alexander Lipka

Current Employers

Kathmere Capital Management, Llc

993 Old Eagle School Road Suite 405, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-03-27

PA RA
APPROVED

Since 2024-03-27

Branch Locations

993 Old Eagle School Road Suite 405, Wayne, PA 19087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Phoenixville	PA	11/2008	04/2022
Principal Securities Inc	Phoenixville	PA	11/2010	04/2022
Kathmere Capital Management, Llc	Wayne	PA	03/2024	Present
Purshe Kaplan Sterling Investments	Albany	NY	05/2024	10/2025
Unemployed	Phoenixville	PA	04/2022	03/2024

11/2008 → 04/2022

Principal Life Insurance Company

Phoenixville, PA
11/2010 → 04/2022

Principal Securities Inc

Phoenixville, PA
03/2024 → Present

Kathmere Capital Management, Llc

Wayne, PA
05/2024 → 10/2025

Purshe Kaplan Sterling Investments

Albany, NY
04/2022 → 03/2024

Unemployed

Phoenixville, PA

Previous Registrations

2018-01-23 → 2022-04-28

Principal Securities, Inc.

Washington, DC

Yonkers, NY

Des Moines, IA

Wayne, PA

Phoenixville, PA

Des Moines, IA
2003-11-25 → 2006-01-05

Vanguard Advisers, Inc.

Valley Forge, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-08-23
S65	Uniform Investment Adviser Law Examination	2017-12-05
S66	Uniform Combined State Law Examination	2009-03-17

S63 Uniform Securities Agent State Law Examination

2024-08-23
S65 Uniform Investment Adviser Law Examination

2017-12-05
S66 Uniform Combined State Law Examination

2009-03-17