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Timothy Stephen Daily

Wells Fargo Clearing Services, LLC

Newton, NC

Hickory, NC

Hickory, NC

Charlotte, NC

Hickory, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-13
NC RA APPROVED 2004-02-19
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • NC RA
    APPROVED
    Since 2004-02-19

Branch Locations

102 S Main Ave, Newton, NC 28658 • United States

200 1St Ave Nw, Hickory, NC 28601 • United States

1811 12Th Ave Ne, Hickory, NC 28601 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

1453 2Nd St Ne, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newton NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newton NC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-11
S63 Uniform Securities Agent State Law Examination 1996-01-05
  • S65 Uniform Investment Adviser Law Examination
    1997-02-11
  • S63 Uniform Securities Agent State Law Examination
    1996-01-05

View on SEC IAPD

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