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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-26
PA RA APPROVED 2006-05-17
  • TX RA
    APPROVED
    Since 2007-01-26
  • PA RA
    APPROVED
    Since 2006-05-17

Branch Locations

865 Easton Rd Ste 350, Warrington, PA 18976-7802 • United States

Bala Cynwyd, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Chester PA 11/2005 03/2020
Ameriprise Financial Services, Llc Warrington PA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 301 S Iseminger StPhiladelphia, PA 19107, , ** not provided **, N/A, 00000; Not Investment-Related; 04/15/2014 / Other; 2024R Upland Way 303Philadelphia, PA 19131, , ** not provided **, N/A, 00000; Not Investment-Related; 10/01/2016 / Single Family; 2024R Upland Way 202Philadelphia, PA 19131, , ** not provided **, N/A, 00000; Not Investment-Related; 06/01/2016.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-16
  • S66 Uniform Combined State Law Examination
    2006-05-16
Other Names
  • Mei-I Lai
  • Mai Lai

View on SEC IAPD

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