Thomas Michael Galbraith

Current Employers

Employment History

• 05/2004 → 09/2019
  Summit Brokerage Services, Inc.
  Henderson, NV
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2004 → 05/2021
  Summit Financial Group Inc
  Henderson, NV
• 07/2020 → Present
  Thomas M. Galbraith Dba Kg Financial Group
  Henderson, NV
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-05-17 → 2021-05-20
  Summit Financial Group Inc
  Henderson, NV
  Henderson, NV
  Henderson, NV
• 2002-12-05 → 2004-06-04
  Ubs Financial Services Inc.
  Las Vegas, NV
• 2002-05-03 → 2002-12-12
  Citigroup Global Markets Inc.
  Las Vegas, NV

Other Businesses

(1) KG FINANCIAL GROUP; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED OFFICE; LIFE INSURANCE AND FIXED ANNUITIES; PRESIDENT; 04/02/2013; APPX 1 HOUR/MONTH; APPX 0 HOURS/MONTH DURING TRADING; SELLING LIFE INSURANCE AND FIXED ANNUITIES 2) NAME OF OTHER BUSINESS: THOMAS M. GALBRAITH DBA KG FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HEALTH INSURANCE FOR SMALL COMPANIES AND INDIVIDUALS START DATE: 7/2020 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: QUOTING HEALTH INSURANCE FOR SMALL COMPANIES AND INDIVIDUALS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-12-13
• S65 Uniform Investment Adviser Law Examination
  1995-12-13

Other Names

• Thomas Michael Galbraith