Alexander James Smith

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-27
TX	RA	APPROVED_RES	2017-02-06
WI	RA	APPROVED	1999-02-09

FL RA
APPROVED

Since 2017-06-27
TX RA
APPROVED_RES

Since 2017-02-06
WI RA
APPROVED

Since 1999-02-09

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
R.W. Baird	Milwaukee	WI	10/1995	Present
Robert W. Baird & Co. Incorporated	Milwaukee	WI	10/1995	Present

10/1995 → Present

R.W. Baird

Milwaukee, WI
10/1995 → Present

Robert W. Baird & Co. Incorporated

Milwaukee, WI

Other Businesses

Name/Address: SCHO Investments LLC 11649 N Port Washington Rd Mequon WI 53092 Start Date: 5/23/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Passive Investment Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-23
S63	Uniform Securities Agent State Law Examination	1999-01-18

S66 Uniform Combined State Law Examination

2004-02-23
S63 Uniform Securities Agent State Law Examination

1999-01-18

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews