Steven Michio Smailes

Current Employers

The Ameriflex Group

8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-08-10
TX	RA	APPROVED_RES	2022-11-01
CA	RA	APPROVED	2020-04-22

UT RA
APPROVED

Since 2026-08-10
TX RA
APPROVED_RES

Since 2022-11-01
CA RA
APPROVED

Since 2020-04-22

Branch Locations

St. George, UT • United States

8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States

2535 Townsgate Rd. Suite 203, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America Inc	Westlake Village	CA	12/2015	05/2019
Cooper Financial Group	Westlake Village	CA	12/2015	06/2019
Sagepoint Financial, Inc.	Simi Valley	CA	06/2019	09/2023
The Ameriflex Group, Inc.	Calabasas	CA	04/2020	Present
Osaic Wealth, Inc.	Westlake Village	CA	09/2023	06/2025
Cambridge Investment Research, Inc.	Fairfield	IA	06/2025	Present

12/2015 → 05/2019

Securities America Inc

Westlake Village, CA
12/2015 → 06/2019

Cooper Financial Group

Westlake Village, CA
06/2019 → 09/2023

Sagepoint Financial, Inc.

Simi Valley, CA
04/2020 → Present

The Ameriflex Group, Inc.

Calabasas, CA
09/2023 → 06/2025

Osaic Wealth, Inc.

Westlake Village, CA
06/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA

Previous Registrations

2019-06-04 → 2020-09-09

Osaic Services, Inc.

Calabasas, CA

Westlake Village, CA
2015-12-14 → 2019-06-03

Cooper Mcmanus

Westlake Village, CA
2013-11-06 → 2015-11-18

Morgan Stanley

Oxnard, CA

Other Businesses

1) STEVE SMAILES, INSURANCE AGENT, 2535 Townsgate Road Suite 203, Westlake Village CA 91361, 03/2014, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING. 2) THE AMERIFLEX GROUP RIA, 8485 W. Sunset Road, Suite 204, Las Vegas NV 89113, 08/2020, Shareholder, RIA Affiliation - other than CIRA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 3) STEVEN SMAILES, CONSULTANT, 2324 Solway Court, Thousand Oaks CA 91362, 06/2021, Owner, Consulting/Coaching, NIR, 10 HR/MO, 0 HR/MO TRADING. 4) AI JOURNAL, 2324 Solway Court, Thousand Oaks CA 91362, 07/2024, CRO - Chief Revenue Officer, Media - AI, NIR, 10 HR/MO, 0 HR/MO TRADING. 5) LIQUID INTELLIGENCE, 300 Dutch Falls Cove, Hermitage TN 37076, 07/2024, Sales Consultant- Head of Sales, Technology services, NIR, 10 HR/MO, 0 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-05

S66 Uniform Combined State Law Examination

2013-11-05

Other Names

Steve Michio Smailes

View on SEC IAPD