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Inactive

Lisa Sotir Ozkan

Nea Member Benefits

Gaithersburg, MD

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Current Employers
Nea Member Benefits

900 Clopper Road Suite 300, Gaithersburg, MD 20878-1360 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-29
  • MD RA
    APPROVED
    Since 2025-01-29

Branch Locations

900 Clopper Road Suite 300, Gaithersburg, MD 20878-1360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nea Member Benefits Gaithersburg MD 09/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-27
  • S65 Uniform Investment Adviser Law Examination
    2025-01-27
Other Names
  • Lisa Sotir
  • Lisa M Sotir
  • Lisa M Ozkan
  • Lisa Ozkan

View on SEC IAPD

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Other Offices

SHERMAN WEALTH MANAGEMENT LLC · GAITHERSBURG, MD
PRIVATE CLIENT SERVICES, LLC · Gaithersburg, MD
COMMONWEALTH FINANCIAL NETWORK · Gaithersburg, MD
PFS INVESTMENTS INC. · GAITHERSBURG, MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · GAITHERSBURG, MD
CHARLES SCHWAB & CO., INC. · Gaithersburg, MD
WELLS FARGO CLEARING SERVICES, LLC · GAITHERSBURG, MD
PLANVEST FINANCIAL, INC. · GAITHERSBURG, MD

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