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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-07-29 |
| TX | RA | APPROVED | 2019-01-08 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
11603 W. Coker Loop Suite 214, San Antonio, TX 78216 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ofg Financial Services, Inc. | Topeka | KS | 07/2010 | 11/2017 |
| Principal Life Insurance Company | San Antonio | TX | 11/2017 | 03/2018 |
| Principal Securities Inc | San Antonio | TX | 11/2017 | 03/2018 |
| Spectrum Advisory Group, Llc | San Antonio | TX | 04/2008 | Present |
| Foundations Investment Advisors,Llc | San Antonio | TX | 01/2019 | Present |
SPECTRUM ADVISORY GROUP, LLC; INVESTMENT RELATED; 11603 W. COKER LOOP, SUITE 214 SAN ANTONIO, TX 78216; OWNER/INSURANCE AGENT; START DATE: 04/2008; 80 HRS/MONTH DEVOTED TO OTHER BUSINESS; 80 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HRS. PROVIDING INSURANCE AND ANNUITY SOLUTIONS,GROUP BENEFITS,ETC AND REVIEWING PLANS WITH CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-20 |
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