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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Markowski Investments

Tampa, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-06-19
  • FL RA
    APPROVED
    Since 2013-06-19

Branch Locations

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Westminster Financial Securities, Inc. Vandalia OH 03/1999 Present
Markowski Investments Tampa FL 07/2008 Present
  • 03/1999 → Present
    Westminster Financial Securities, Inc.
    Vandalia, OH
  • 07/2008 → Present
    Tampa, FL
Previous Registrations
Other Businesses

Markowski Investments IAR 2422 W. Sunset Drive Tampa FL 33629

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-05
S63 Uniform Securities Agent State Law Examination 1995-11-17
  • S65 Uniform Investment Adviser Law Examination
    2013-04-05
  • S63 Uniform Securities Agent State Law Examination
    1995-11-17

View on SEC IAPD

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