Jonathon Wayne Aggen

Current Employers

Employment History

• 05/2014 → Present
  Midwest Productions, Llc.
  Morton, IL
• 08/2015 → 01/2024
  Woodbury Financial Services Inc
  East Peoria, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Boca Raton, FL

Previous Registrations

• 2016-09-07 → 2024-01-19
  Woodbury Financial Services, Inc.
  East Peoria, IL
  Boca Raton, FL

Other Businesses

1) MIDWEST INVESTMENT SERVICES, LLC POSITION: Owner NATURE: LLC. I formed this to run my investment practice and insurance business under. I also recently partnered with another Woodbury Advisor, Gil Zepeda (Rep Code:S78) to provide services to assist him with client support: phone calls, emails, filling out and submitting new contract and account paperwork, etc. He will be compensating me for my time via 1099 as an independent contractor. Starting in April 2022. INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 60 START DATE: 03/01/2017 ADDRESS: 7000 W. Palmetto Park Road Suite 210, Suite 210, Boca Raton FL 33433, United States DESCRIPTION: Acting in the capacity of an Insurance agent and Investment Advisor Rep. I also recently partnered with another Woodbury Advisor, Gil Zepeda (Rep Code:S78) to provide services to assist him with client support: phone calls, emails, filling out and submitting new contract and account paperwork, etc. He will be compensating me for my time via 1099 as an independent contractor. Starting in April 2022. 2) ADVISOR CONTROLS POSITION: VP of Business Development NATURE: Advisor Controls provides fee based services & will remain agnostic as it relates to Broker Dealer and vendor relationships. Legacy Advisor Technologies and Impact Technologies, working as a partnership under Advisor Controls, will work in concert to help advisors, consultants and fiduciaries become more compliant, productive, and efficient in their day to day operations. Advisor Controls is advisor-facing only. I assist in coordinating technology enhancements & building individual & enterprise relationships with advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 02/04/2019 ADDRESS: 4430 Wayside Drive, Naples FL 34119, United States DESCRIPTION: Retirement Plan Simulator software support for advisors who have a subscription. I assist advisors with training and support of using the software to develop a comprehensive retirement plan for their clients. 3) LEGACY INVESTMENT SERVICES POSITION: Insurance Producer NATURE: Legacy Investment Services, LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/06/2016 ADDRESS: 430 North Main Street 3rd Floor, East Peoria IL 61611, United States DESCRIPTION: Asset based long term care and fixed insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2016-09-06