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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-20
NY RA APPROVED 2026-02-17
  • FL RA
    APPROVED
    Since 2026-02-20
  • NY RA
    APPROVED
    Since 2026-02-17

Branch Locations

Bay Harbor, FL • United States

2570 E 17Th St, Brooklyn, NY 11235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Brooklyn NY 02/2010 02/2026
Raymond James Financial Services Inc. Brooklyn NY 02/2026 Present
Raymond James Financial Services Advisors Inc. Brooklyn NY 02/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: Baygroup Advisors Address: 2570 E 17th St, Brooklyn, NY, 11235, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: What is your role in relation to this activity? Founder\n\nOffice lease, local expenses (2)Name of Business: BayGroup Advisors INC Address: 2570 E 17th St, Brooklyn, NY, 11235-3558, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Corporation created to cover business expenses and payroll for support staff and myself.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-24
S63 Uniform Securities Agent State Law Examination 1995-11-13
  • S66 Uniform Combined State Law Examination
    2005-08-24
  • S63 Uniform Securities Agent State Law Examination
    1995-11-13
Other Names
  • Alex Lerner

View on SEC IAPD

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