Kimberly Ann Hogue

Current Employers

New Life Financial Llc

Prescott Valley, AZ • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-10-05

IN RA
APPROVED

Since 2017-10-05

Branch Locations

Prescott Valley, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New Life Financial Llc	Greenwood	IN	11/2012	Present
Sisters Building Dreams	Franklin	IN	02/2012	Present

11/2012 → Present

New Life Financial Llc

Greenwood, IN
02/2012 → Present

Sisters Building Dreams

Franklin, IN

Previous Registrations

2013-11-19 → 2015-12-31

Money Concepts Capital Corp

Greenwood, IN

Palm Beach Gardens, FL

Palm Beach Gardens, FL
2013-01-30 → 2013-01-31

New Life Financial Llc

Greenwood, IN
1999-01-13 → 2011-12-31

Waddell & Reed

Greenwood, IN

Indianapolis, IN

Charleroi, PA

Franklin, IN

Other Businesses

1.SISTERS BUILDING DREAMS,SINCE 02/2012, INDEPENDANT TRAVEL AGENT/BOOK VACATIONS. NON-INVESTMENT RELATED. 710 WATERWAY DR., FRANKLIN, IN 46131. 5 HRS. MO. DURING SECURITIES TRADING. 2. INSURANCE DOCTORS OF INDIANA, LLC, 295 SOUTH STATE ROAD 135, SUITE B, GREENWOOD, IN 46142, INDEPENDENT INSURANCE AGENCY, PROPERTY & CASUALTY, LIFE HEALTH, SELLING PROPERTY & CASUALTY INSURANCE, 45 HRS. MO. DURING SECURITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-07
S63	Uniform Securities Agent State Law Examination	1995-12-18

S65 Uniform Investment Adviser Law Examination

1997-01-07
S63 Uniform Securities Agent State Law Examination

1995-12-18

Other Names

Kimberly Ann Brewer

View on SEC IAPD