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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-01-11 |
| CA | RA | APPROVED | 1999-07-06 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
Manhattan Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/1999 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 06/2011 | Present |
I*860296 For profit or not for profit: Entity For Profit Name of outside business organization: Tritonis LLC Investment related: N Address of business: Tiburon, California, 94920 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/25/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , buying a townhome at UCSD I*18989 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WEALTH ADVISORY E.A INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90067 NATURE OF BUSINESS: OTHER,TEAM EXPENSE POOL POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GENERAL PARTNER (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WAS PARTNERSHIP I INVESTMENT RELATED: YES ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90067 NATURE OF BUSINESS: GENERAL PARTNERSHIP POSITION, TITLE, ASSOCIATION: GENERAL PARTNER START DATE OF RELATIONSHIP: 12/12/2000 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: PARTNERSHIP ACCOUNT AT ML SO THAT THE PARTNERS ON THE TEAM COULD INVEST.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-16 |
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