Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-04-01
TX RA APPROVED_RES 2011-07-28
  • PA RA
    APPROVED
    Since 2014-04-01
  • TX RA
    APPROVED_RES
    Since 2011-07-28

Branch Locations

5 Caufield Place Suite 201, Newtown, PA 18940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Newtown PA 07/2011 Present
Finra Philadelphia PA 12/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1995-10-23
Designations
Other Names
  • Patrick Michael Seiler

View on SEC IAPD

More in Newtown, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor